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促进私募投资基金行业健康发展
第一条【立法依据】为促进私募投资基金(以下简称私募基金)行业健康发展,规范私募基金服务业务,保护投资者及相关当事人合法权益,根据《中华人民共和国证券投资基金法》、《私募投资基金监督管理暂行办法?#36820;?#26377;关规定,制定本办法。 Article 1 in order to promote legislation basis 】 【 private equity investment fund (hereinafter referred to as private equity funds) healthy development of the industry, regulate private equity business service, protecting the legal rights and interests of investors and relevant parties, according to the law of the People's Republic of China on securities investment fund law ", "interim measures for the supervision and administration of private equity investment fund" and other relevant regulations, these measures are formulated. 第二条【适用范围】私募基金管理人委托私募基金服务机构(以下简称服务机构),为私募基金提供基金募集、投资顾?#30465;?#20221;额登记、估值核算、信息?#38469;?#31995;统等服务业务,适用本办法。服务机构开展私募基金服务业务及私募基金管理人、私募基金托管?#21496;推?#21442;与私募基金服务业务的环节适用本办法。 Article 2 the scope of private equity fund managers delegate 】 private equity fund services (hereinafter referred to as "services"), providing private equity fund raising, investment consulting, valuation of the share register, accounting, information technology systems and other service business, these measures shall apply. Service business and service agencies to carry out the private equity fund private equity fund managers, private equity fund trustee with respect to its participation in these measures shall apply to the private equity fund services business links. 私募基金管理人应当委托在中国证券投资基金业协会(以下简称协会)完成登记并已成为协会会员的服务机构提供私募基金服务业务。私募基金管理人委托服务机构?#37038;?#31169;募基金募集、投资顾问等业务的相关规定,由协会另行规定。 Private equity fund managers in China shall entrust the securities investment fund industry association (hereinafter referred to as the association) to complete the registration and has become a service agencies to provide private equity association member services. Private equity fund managers entrusted service agencies engaged in private equity fund raising, investment advisers and other business related regulations, shall be separately prescribed by the association. 第三条【服务机构权利义务】服务机构及其从业人员?#37038;?#31169;募基金服务业务,应当遵循有关法律法规和行业规范,依照服务协议、操作备忘录或各方认可的其他法律文本的约定,诚实信用、勤勉尽责、恪尽职守,防?#20272;?#30410;冲突,保护私募基金财产和投资者财产安全,维护投资者合法权益。 Article 3 the "services, rights and obligations" service institutions and their employees engaged in private equity fund services business, shall follow the relevant laws and regulations and industry standards, in accordance with the service agreement, operating memo or other legal text of the agreement, the parties approved, diligently, fulfill their duties of good faith, to prevent conflicts of interest, protect private equity property investors and property safety, safeguard investors' legitimate rights and interests. 服务机构不得将已?#20449;?#30340;私募基金服务业务转包或变相转包。 Service organizations shall not has promised to private equity fund services business subcontract or covert subcontract. 第四条【财产独立】私募基金服务所涉及的基金财产和投资者财产应当独立于服务机构的自有财产。服务机构破产或者清算?#20445;?#31169;募基金服务所涉及的基金财产和投资者财产不属于其破产或清算财产。 Article 4 the "independent property" private equity fund services involving property and investor property shall be independent of the services of its own property. Service agencies bankruptcy or liquidation, private equity fund services involving property and property investors do not belong to the bankruptcy or liquidation property. 第五条【管理人权利义务】私募基金管理人委托服务机构开展业务,应当制定相应的风?#23637;?#29702;框架及制度,并根据审慎经营原则制定业务委托实施规划,确定与其经营水平相适宜的委托服务范围。 Article 5 the private equity fund manager administrator rights and obligations 】 【 service institutions entrusted to conduct business, shall formulate the corresponding risk management framework and the system, and making business delegate implementation plan according to the principle of prudent operation, determine its suitable management level service scope. 私募基金管理人委托服务机构开展服务前,应当对服务机构开展尽职调查,?#31169;?#20854;人员储备、业务隔离措施、软硬件设施、专业能力、诚信状况等情况;并与服务机构签订书面服务协议,明确双方的权利义务及违约责任。私募基金管理人应当对服务机构的运营能力和服务水平进行?#20013;?#20851;注?#25237;?#26399;评估。 Private equity fund managers before service institutions entrusted to carry out the services, shall be of service to carry out the due diligence, understand its personnel reserve, business isolation measures, the condition of hardware and software facilities, professional ability, good faith, and so on and so forth; Signed with service and service agreement in writing, clearly the responsibility of breach of contract and the rights and obligations of both sides. Private equity fund manager shall, to the service operation ability and service level for continuous attention and regular evaluation. 私募基金管理人委托服务机构提供私募基金服务的,私募基金管理人依法应当承担的责任不因委托而免除。 Private equity fund managers entrusted service agencies provide private equity funds, private equity fund managers shall bear the liability according to law is not exempted by entrust. 第六条【行业自律】协会依据法律法规和自律规则,对服务机构及其私募基金服务业务进行自律管理。 Article 6 the "self-discipline" association according to laws, regulations and rules, self-discipline and the private equity fund services business services are self-discipline management.

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